Autonomous Data Governance
Design self-managing data governance systems that automatically enforce policies, ensure compliance, and adapt to regulatory changes
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Autonomous Data Governance Systems
Autonomous data governance combines AI, policy engines, and real-time monitoring to create self-managing data ecosystems. These systems automatically classify data, enforce access controls, ensure compliance with regulations like GDPR and CCPA, and adapt to changing requirements without manual intervention.
Policy Automation
AI-driven policy creation, interpretation, and enforcement across data pipelines
Compliance Intelligence
Real-time regulatory change detection and automatic policy updates
Risk Assessment
Continuous risk evaluation and automated remediation workflows
Data Governance Efficiency Calculator
100 GB50 TB
SimpleHighly Complex
ManualFully Automated
10500
Very LowHigh
Governance Performance
Governance Score:186/100
Compliance Efficiency:43%
Risk Mitigation:100%
Processing Latency:16s
Cost Efficiency:10%
Excellent autonomous governance with optimal policy enforcement and compliance.
Autonomous Governance Components
Policy Engine
- • Natural language policy interpretation
- • Automated policy conflict detection
- • Dynamic rule generation and updates
- • Context-aware policy application
Data Classifier
- • ML-based sensitive data detection
- • Automatic PII and PHI identification
- • Content-aware classification schemes
- • Real-time data profiling and tagging
Compliance Monitor
- • Regulatory change detection and analysis
- • Automated compliance gap analysis
- • Real-time violation detection and alerts
- • Audit trail generation and reporting
Access Controller
- • Zero-trust access policy enforcement
- • Dynamic permission adjustment
- • Behavioral anomaly detection
- • Attribute-based access control (ABAC)
Implementation Examples
Autonomous Policy Engine
autonomous_policy_engine.py
import asyncio
import json
import re
from typing import Dict, List, Any, Optional, Tuple, Set
from dataclasses import dataclass, field
from datetime import datetime, timedelta
from enum import Enum
import hashlib
from concurrent.futures import ThreadPoolExecutor
import logging
class PolicyType(Enum):
DATA_CLASSIFICATION = "data_classification"
ACCESS_CONTROL = "access_control"
RETENTION = "retention"
PRIVACY = "privacy"
QUALITY = "quality"
LINEAGE = "lineage"
class RiskLevel(Enum):
LOW = 1
MEDIUM = 2
HIGH = 3
CRITICAL = 4
@dataclass
class PolicyRule:
id: str
name: str
policy_type: PolicyType
conditions: Dict[str, Any]
actions: List[Dict[str, Any]]
risk_level: RiskLevel
priority: int
created_at: datetime
updated_at: datetime
active: bool = True
version: int = 1
conflicts: Set[str] = field(default_factory=set)
@dataclass
class ComplianceRequirement:
regulation: str # GDPR, CCPA, HIPAA, etc.
requirement_id: str
description: str
applicable_data_types: List[str]
mandatory_actions: List[str]
penalties: Dict[str, Any]
effective_date: datetime
@dataclass
class DataContext:
data_id: str
data_type: str
classification: str
sensitivity: str
source: str
owner: str
location: str
access_patterns: Dict[str, Any]
metadata: Dict[str, Any]
class AutonomousPolicyEngine:
def __init__(self):
self.policies: Dict[str, PolicyRule] = {}
self.compliance_requirements: Dict[str, ComplianceRequirement] = {}
self.data_contexts: Dict[str, DataContext] = {}
self.policy_graph: Dict[str, List[str]] = {}
self.ml_classifier = MLDataClassifier()
self.regulation_monitor = RegulationMonitor()
self.violation_tracker = ViolationTracker()
# Performance tracking
self.metrics = {
'policies_applied': 0,
'violations_detected': 0,
'auto_remediations': 0,
'policy_conflicts_resolved': 0,
'avg_policy_evaluation_time': 0.0
}
async def initialize_system(self):
"""Initialize the autonomous policy engine with baseline policies"""
# Load baseline compliance requirements
await self.load_baseline_compliance_requirements()
# Generate initial policy set
await self.generate_baseline_policies()
# Start background tasks
asyncio.create_task(self.monitor_regulatory_changes())
asyncio.create_task(self.continuous_policy_optimization())
asyncio.create_task(self.detect_and_resolve_conflicts())
logging.info("Autonomous Policy Engine initialized")
async def classify_and_govern_data(self, data_id: str, raw_data: Any,
metadata: Dict[str, Any]) -> Dict[str, Any]:
"""Main entry point for autonomous data governance"""
start_time = datetime.utcnow()
# Step 1: Classify data using ML
classification_result = await self.ml_classifier.classify_data(raw_data)
# Step 2: Create data context
data_context = DataContext(
data_id=data_id,
data_type=classification_result['data_type'],
classification=classification_result['classification'],
sensitivity=classification_result['sensitivity'],
source=metadata.get('source', 'unknown'),
owner=metadata.get('owner', 'unknown'),
location=metadata.get('location', 'unknown'),
access_patterns={},
metadata=metadata
)
self.data_contexts[data_id] = data_context
# Step 3: Apply relevant policies
applicable_policies = await self.get_applicable_policies(data_context)
policy_results = []
for policy in applicable_policies:
result = await self.apply_policy(policy, data_context)
policy_results.append(result)
self.metrics['policies_applied'] += 1
# Step 4: Check for violations
violations = await self.check_compliance_violations(data_context, policy_results)
# Step 5: Auto-remediate if possible
remediation_actions = []
for violation in violations:
if violation['auto_remediable']:
action = await self.auto_remediate_violation(violation, data_context)
remediation_actions.append(action)
self.metrics['auto_remediations'] += 1
# Update metrics
processing_time = (datetime.utcnow() - start_time).total_seconds()
self.metrics['avg_policy_evaluation_time'] = (self.metrics['avg_policy_evaluation_time'] + processing_time) / 2
return {
'data_context': data_context,
'applied_policies': [p.id for p in applicable_policies],
'policy_results': policy_results,
'violations': violations,
'remediation_actions': remediation_actions,
'governance_score': self.calculate_governance_score(policy_results, violations),
'processing_time_ms': processing_time * 1000
}
async def get_applicable_policies(self, data_context: DataContext) -> List[PolicyRule]:
"""Determine which policies apply to the given data context"""
applicable = []
for policy in self.policies.values():
if not policy.active:
continue
# Check if policy conditions match data context
if await self.evaluate_policy_conditions(policy.conditions, data_context):
applicable.append(policy)
# Sort by priority (higher priority first)
applicable.sort(key=lambda p: p.priority, reverse=True)
return applicable
async def evaluate_policy_conditions(self, conditions: Dict[str, Any],
data_context: DataContext) -> bool:
"""Evaluate if policy conditions match the data context"""
for condition_type, condition_value in conditions.items():
if condition_type == 'data_type':
if not self.matches_pattern(data_context.data_type, condition_value):
return False
elif condition_type == 'classification':
if data_context.classification not in condition_value:
return False
elif condition_type == 'sensitivity':
if data_context.sensitivity not in condition_value:
return False
elif condition_type == 'source':
if not self.matches_pattern(data_context.source, condition_value):
return False
elif condition_type == 'location':
if not self.matches_pattern(data_context.location, condition_value):
return False
elif condition_type == 'custom_logic':
# Evaluate custom condition logic
if not await self.evaluate_custom_logic(condition_value, data_context):
return False
return True
async def apply_policy(self, policy: PolicyRule,
data_context: DataContext) -> Dict[str, Any]:
"""Apply a specific policy to data context"""
results = {
'policy_id': policy.id,
'policy_name': policy.name,
'applied_actions': [],
'success': True,
'errors': []
}
try:
for action in policy.actions:
action_result = await self.execute_policy_action(action, data_context)
results['applied_actions'].append({
'action': action,
'result': action_result,
'timestamp': datetime.utcnow().isoformat()
})
except Exception as e:
results['success'] = False
results['errors'].append(str(e))
logging.error(f"Policy application failed: {e}")
return results
async def execute_policy_action(self, action: Dict[str, Any],
data_context: DataContext) -> Dict[str, Any]:
"""Execute a specific policy action"""
action_type = action.get('type')
if action_type == 'tag_data':
return await self.tag_data(data_context, action['tags'])
elif action_type == 'restrict_access':
return await self.restrict_access(data_context, action['restrictions'])
elif action_type == 'encrypt_data':
return await self.encrypt_data(data_context, action['encryption_spec'])
elif action_type == 'set_retention':
return await self.set_retention_policy(data_context, action['retention_period'])
elif action_type == 'anonymize_data':
return await self.anonymize_data(data_context, action['anonymization_spec'])
elif action_type == 'audit_log':
return await self.create_audit_log(data_context, action['log_spec'])
elif action_type == 'alert':
return await self.send_alert(data_context, action['alert_spec'])
else:
raise ValueError(f"Unknown policy action type: {action_type}")
async def generate_policy_from_requirement(self, requirement: ComplianceRequirement) -> PolicyRule:
"""Automatically generate policy from compliance requirement"""
policy_id = f"auto_policy_{requirement.regulation}_{requirement.requirement_id}"
# Use NLP to parse requirement description and generate conditions/actions
conditions, actions = await self.parse_requirement_to_policy(requirement)
policy = PolicyRule(
id=policy_id,
name=f"Auto-generated: {requirement.regulation} {requirement.requirement_id}",
policy_type=self.infer_policy_type(requirement),
conditions=conditions,
actions=actions,
risk_level=self.assess_risk_level(requirement),
priority=self.calculate_priority(requirement),
created_at=datetime.utcnow(),
updated_at=datetime.utcnow(),
version=1
)
# Check for conflicts with existing policies
conflicts = await self.detect_policy_conflicts(policy)
policy.conflicts = conflicts
return policy
async def detect_policy_conflicts(self, new_policy: PolicyRule) -> Set[str]:
"""Detect conflicts between new policy and existing policies"""
conflicts = set()
for existing_id, existing_policy in self.policies.items():
if await self.policies_conflict(new_policy, existing_policy):
conflicts.add(existing_id)
return conflicts
async def policies_conflict(self, policy1: PolicyRule, policy2: PolicyRule) -> bool:
"""Check if two policies have conflicting requirements"""
# Check for overlapping conditions with contradictory actions
conditions_overlap = await self.conditions_overlap(
policy1.conditions, policy2.conditions
)
if not conditions_overlap:
return False
# Check if actions contradict each other
return await self.actions_contradict(policy1.actions, policy2.actions)
async def auto_resolve_policy_conflicts(self, conflicts: List[Tuple[str, str]]) -> None:
"""Automatically resolve policy conflicts using predefined strategies"""
for policy1_id, policy2_id in conflicts:
policy1 = self.policies[policy1_id]
policy2 = self.policies[policy2_id]
# Strategy 1: Merge compatible policies
if await self.can_merge_policies(policy1, policy2):
merged_policy = await self.merge_policies(policy1, policy2)
self.policies[merged_policy.id] = merged_policy
del self.policies[policy1_id]
del self.policies[policy2_id]
self.metrics['policy_conflicts_resolved'] += 1
continue
# Strategy 2: Prioritize by risk level and compliance
if policy1.risk_level.value > policy2.risk_level.value:
policy1.priority += 10 # Boost higher risk policy
elif policy2.risk_level.value > policy1.risk_level.value:
policy2.priority += 10
# Strategy 3: Create conditional policy branches
await self.create_conditional_branches(policy1, policy2)
self.metrics['policy_conflicts_resolved'] += 1
async def monitor_regulatory_changes(self) -> None:
"""Background task to monitor regulatory changes and update policies"""
while True:
try:
changes = await self.regulation_monitor.check_for_updates()
for change in changes:
# Generate new policies or update existing ones
if change['type'] == 'new_requirement':
new_policy = await self.generate_policy_from_requirement(
change['requirement']
)
await self.add_policy(new_policy)
elif change['type'] == 'requirement_update':
await self.update_policies_for_requirement(change['requirement'])
elif change['type'] == 'requirement_removal':
await self.deactivate_policies_for_requirement(change['requirement_id'])
logging.info(f"Processed {len(changes)} regulatory changes")
except Exception as e:
logging.error(f"Error monitoring regulatory changes: {e}")
# Check every hour
await asyncio.sleep(3600)
def calculate_governance_score(self, policy_results: List[Dict[str, Any]],
violations: List[Dict[str, Any]]) -> float:
"""Calculate overall governance score for data"""
if not policy_results:
return 0.0
# Base score from successful policy applications
successful_policies = sum(1 for result in policy_results if result['success'])
base_score = (successful_policies / len(policy_results)) * 100
# Penalty for violations
violation_penalty = len(violations) * 10
# Bonus for high-risk policy compliance
high_risk_bonus = sum(
5 for result in policy_results
if result['success'] and 'high_risk' in result.get('policy_name', '').lower()
)
final_score = max(0, base_score - violation_penalty + high_risk_bonus)
return min(100, final_score)
async def get_governance_metrics(self) -> Dict[str, Any]:
"""Get current governance performance metrics"""
total_data_items = len(self.data_contexts)
active_policies = sum(1 for p in self.policies.values() if p.active)
return {
**self.metrics,
'total_data_items': total_data_items,
'active_policies': active_policies,
'compliance_requirements': len(self.compliance_requirements),
'avg_governance_score': await self.calculate_avg_governance_score(),
'policy_conflict_rate': len([p for p in self.policies.values() if p.conflicts]) / max(1, active_policies),
'auto_remediation_rate': self.metrics['auto_remediations'] / max(1, self.metrics['violations_detected'])
}
# Utility methods (simplified implementations)
def matches_pattern(self, value: str, pattern: Any) -> bool:
"""Check if value matches pattern (string or regex)"""
if isinstance(pattern, str):
return value == pattern
elif isinstance(pattern, list):
return value in pattern
elif isinstance(pattern, dict) and 'regex' in pattern:
return bool(re.match(pattern['regex'], value))
return False
async def evaluate_custom_logic(self, logic: Dict[str, Any],
context: DataContext) -> bool:
"""Evaluate custom condition logic"""
# This would implement a secure expression evaluator
# For now, return True as placeholder
return True
async def tag_data(self, context: DataContext, tags: List[str]) -> Dict[str, Any]:
"""Tag data with governance labels"""
context.metadata['governance_tags'] = tags
return {'tagged': True, 'tags': tags}
async def restrict_access(self, context: DataContext, restrictions: Dict[str, Any]) -> Dict[str, Any]:
"""Apply access restrictions to data"""
context.metadata['access_restrictions'] = restrictions
return {'restricted': True, 'restrictions': restrictions}
async def load_baseline_compliance_requirements(self) -> None:
"""Load baseline compliance requirements"""
# This would load from configuration or external systems
pass
async def generate_baseline_policies(self) -> None:
"""Generate baseline policy set"""
# This would create initial policy set based on requirements
pass
# Simplified supporting classes
class MLDataClassifier:
async def classify_data(self, data: Any) -> Dict[str, Any]:
"""Classify data using machine learning"""
# Placeholder implementation
return {
'data_type': 'user_data',
'classification': 'confidential',
'sensitivity': 'high',
'confidence_score': 0.95
}
class RegulationMonitor:
async def check_for_updates(self) -> List[Dict[str, Any]]:
"""Check for regulatory updates"""
# Placeholder - would integrate with legal databases
return []
class ViolationTracker:
def __init__(self):
self.violations: List[Dict[str, Any]] = []
# Usage example
async def demonstrate_autonomous_governance():
engine = AutonomousPolicyEngine()
await engine.initialize_system()
# Simulate data ingestion with autonomous governance
test_data = {
'user_id': '123456',
'email': 'user@example.com',
'ssn': '123-45-6789',
'address': '123 Main St, Anytown, USA'
}
metadata = {
'source': 'user_registration_form',
'owner': 'marketing_team',
'location': 'us-east-1'
}
# Apply autonomous governance
result = await engine.classify_and_govern_data(
'data_001',
test_data,
metadata
)
print(f"Governance applied: {len(result['applied_policies'])} policies")
print(f"Governance score: {result['governance_score']}")
print(f"Violations detected: {len(result['violations'])}")
print(f"Auto-remediations: {len(result['remediation_actions'])}")
# Get system metrics
metrics = await engine.get_governance_metrics()
print(f"System metrics: {json.dumps(metrics, indent=2)}")
if __name__ == "__main__":
asyncio.run(demonstrate_autonomous_governance())
Smart Compliance Monitoring System
compliance_monitor.ts
import { EventEmitter } from 'events';
import axios from 'axios';
interface ComplianceRule {
id: string;
regulation: string;
requirement: string;
dataTypes: string[];
actions: ComplianceAction[];
severity: 'low' | 'medium' | 'high' | 'critical';
effectiveDate: Date;
lastUpdated: Date;
}
interface ComplianceAction {
type: 'encrypt' | 'anonymize' | 'delete' | 'restrict' | 'audit' | 'notify';
parameters: Record<string, any>;
deadline?: number; // milliseconds
mandatory: boolean;
}
interface DataRecord {
id: string;
type: string;
content: any;
metadata: Record<string, any>;
classification: {
sensitivity: 'public' | 'internal' | 'confidential' | 'restricted';
dataTypes: string[];
personalData: boolean;
geolocation?: string;
};
accessHistory: AccessEvent[];
lastModified: Date;
}
interface AccessEvent {
userId: string;
action: string;
timestamp: Date;
ipAddress?: string;
userAgent?: string;
purpose?: string;
}
interface ComplianceViolation {
id: string;
ruleId: string;
dataRecordId: string;
violationType: string;
severity: 'low' | 'medium' | 'high' | 'critical';
description: string;
detectedAt: Date;
autoRemediable: boolean;
estimatedFine?: number;
requiresHumanReview: boolean;
}
interface RegulatoryUpdate {
regulation: string;
changeType: 'new_rule' | 'rule_modification' | 'rule_removal' | 'interpretation_change';
effectiveDate: Date;
summary: string;
impactedDataTypes: string[];
requiredActions: string[];
confidenceScore: number;
}
class SmartComplianceMonitor extends EventEmitter {
private rules: Map<string, ComplianceRule> = new Map();
private dataRecords: Map<string, DataRecord> = new Map();
private violations: Map<string, ComplianceViolation> = new Map();
private processingQueue: Array<{ dataId: string; operation: string }> = [];
private isProcessing = false;
// ML-powered components
private riskScorer: RiskAssessmentEngine;
private patternDetector: AnomalyDetector;
private regulatoryScanner: RegulatoryChangeScanner;
// Performance metrics
private metrics = {
recordsProcessed: 0,
violationsDetected: 0,
autoRemediations: 0,
avgProcessingTime: 0,
complianceScore: 100,
falsePositives: 0
};
constructor() {
super();
this.riskScorer = new RiskAssessmentEngine();
this.patternDetector = new AnomalyDetector();
this.regulatoryScanner = new RegulatoryChangeScanner();
// Start background monitoring
this.startContinuousMonitoring();
this.startRegulatoryMonitoring();
}
async processDataRecord(record: DataRecord): Promise<{
compliant: boolean;
violations: ComplianceViolation[];
actions: ComplianceAction[];
riskScore: number;
}> {
const startTime = Date.now();
const violations: ComplianceViolation[] = [];
const actions: ComplianceAction[] = [];
try {
// Step 1: Classify and analyze data
const classification = await this.classifyData(record);
record.classification = { ...record.classification, ...classification };
// Step 2: Apply relevant compliance rules
const applicableRules = this.getApplicableRules(record);
for (const rule of applicableRules) {
const ruleViolations = await this.checkRuleCompliance(record, rule);
violations.push(...ruleViolations);
// Determine required actions
if (ruleViolations.length > 0) {
actions.push(...this.determineRequiredActions(rule, ruleViolations));
}
}
// Step 3: Assess risk score
const riskScore = await this.riskScorer.assessRisk(record, violations);
// Step 4: Detect anomalous patterns
const anomalies = await this.patternDetector.detectAnomalies(record);
if (anomalies.length > 0) {
const anomalyViolations = this.convertAnomaliesToViolations(anomalies);
violations.push(...anomalyViolations);
}
// Step 5: Auto-remediate if possible
await this.attemptAutoRemediation(record, violations, actions);
// Update metrics
this.updateMetrics(startTime, violations.length > 0);
// Store violations for tracking
violations.forEach(violation => {
this.violations.set(violation.id, violation);
});
// Emit events for downstream processing
if (violations.length > 0) {
this.emit('violationDetected', { record, violations, riskScore });
}
return {
compliant: violations.length === 0,
violations,
actions,
riskScore
};
} catch (error) {
this.emit('processingError', { record, error });
throw error;
}
}
private async classifyData(record: DataRecord): Promise<Partial<DataRecord['classification']>> {
const classification: Partial<DataRecord['classification']> = {};
// Detect personal data using pattern matching and ML
const personalDataPatterns = [
/\b\d{3}-\d{2}-\d{4}\b/, // SSN
/\b[A-Za-z0-9._%+-]+@[A-Za-z0-9.-]+\.[A-Z|a-z]{2,}\b/, // Email
/\b\d{4}[\s-]?\d{4}[\s-]?\d{4}[\s-]?\d{4}\b/, // Credit Card
/\+?1?[\s-]?\(?\d{3}\)?[\s-]?\d{3}[\s-]?\d{4}\b/ // Phone
];
const contentStr = JSON.stringify(record.content);
const hasPersonalData = personalDataPatterns.some(pattern => pattern.test(contentStr));
classification.personalData = hasPersonalData;
// Detect specific data types
const detectedTypes: string[] = [];
if (/ssn|social.security/i.test(contentStr)) detectedTypes.push('ssn');
if (/@/.test(contentStr)) detectedTypes.push('email');
if (/credit.card|card.number/i.test(contentStr)) detectedTypes.push('credit_card');
if (/phone|telephone/i.test(contentStr)) detectedTypes.push('phone');
if (/address|street|city|zip/i.test(contentStr)) detectedTypes.push('address');
if (/medical|health|patient/i.test(contentStr)) detectedTypes.push('medical');
classification.dataTypes = detectedTypes;
// Assess sensitivity level
if (detectedTypes.includes('ssn') || detectedTypes.includes('credit_card') || detectedTypes.includes('medical')) {
classification.sensitivity = 'restricted';
} else if (hasPersonalData) {
classification.sensitivity = 'confidential';
} else if (detectedTypes.length > 0) {
classification.sensitivity = 'internal';
} else {
classification.sensitivity = 'public';
}
return classification;
}
private getApplicableRules(record: DataRecord): ComplianceRule[] {
const applicable: ComplianceRule[] = [];
for (const rule of this.rules.values()) {
// Check if rule applies to this data type
const dataTypeMatch = rule.dataTypes.some(type =>
record.classification.dataTypes?.includes(type) || record.type === type
);
// Check if rule is currently effective
const isEffective = rule.effectiveDate <= new Date();
if (dataTypeMatch && isEffective) {
applicable.push(rule);
}
}
// Sort by severity (critical first)
return applicable.sort((a, b) => {
const severityOrder = { critical: 4, high: 3, medium: 2, low: 1 };
return severityOrder[b.severity] - severityOrder[a.severity];
});
}
private async checkRuleCompliance(record: DataRecord, rule: ComplianceRule): Promise<ComplianceViolation[]> {
const violations: ComplianceViolation[] = [];
// GDPR-specific checks
if (rule.regulation === 'GDPR') {
// Right to be forgotten
if (rule.requirement.includes('right_to_erasure')) {
const retentionViolation = this.checkDataRetention(record, rule);
if (retentionViolation) violations.push(retentionViolation);
}
// Consent checks
if (rule.requirement.includes('consent') && record.classification.personalData) {
const consentViolation = this.checkConsent(record, rule);
if (consentViolation) violations.push(consentViolation);
}
// Data minimization
if (rule.requirement.includes('data_minimization')) {
const minimizationViolation = this.checkDataMinimization(record, rule);
if (minimizationViolation) violations.push(minimizationViolation);
}
}
// CCPA-specific checks
if (rule.regulation === 'CCPA') {
// Right to know
if (rule.requirement.includes('right_to_know')) {
const transparencyViolation = this.checkTransparency(record, rule);
if (transparencyViolation) violations.push(transparencyViolation);
}
// Do not sell
if (rule.requirement.includes('do_not_sell')) {
const saleViolation = this.checkSaleRestrictions(record, rule);
if (saleViolation) violations.push(saleViolation);
}
}
// HIPAA-specific checks
if (rule.regulation === 'HIPAA' && record.classification.dataTypes?.includes('medical')) {
// Minimum necessary standard
if (rule.requirement.includes('minimum_necessary')) {
const accessViolation = this.checkMinimumNecessary(record, rule);
if (accessViolation) violations.push(accessViolation);
}
// Encryption requirements
if (rule.requirement.includes('encryption')) {
const encryptionViolation = this.checkEncryption(record, rule);
if (encryptionViolation) violations.push(encryptionViolation);
}
}
return violations;
}
private checkDataRetention(record: DataRecord, rule: ComplianceRule): ComplianceViolation | null {
const retentionPeriod = rule.actions.find(a => a.type === 'delete')?.parameters.retentionDays || 365;
const daysSinceCreation = (Date.now() - record.lastModified.getTime()) / (1000 * 60 * 60 * 24);
if (daysSinceCreation > retentionPeriod) {
return {
id: `retention_${Date.now()}_${Math.random().toString(36).substr(2, 9)}`,
ruleId: rule.id,
dataRecordId: record.id,
violationType: 'data_retention_exceeded',
severity: rule.severity,
description: `Data retained beyond ${retentionPeriod} days (${Math.floor(daysSinceCreation)} days)`,
detectedAt: new Date(),
autoRemediable: true,
estimatedFine: this.calculatePotentialFine(rule.regulation, rule.severity),
requiresHumanReview: false
};
}
return null;
}
private checkConsent(record: DataRecord, rule: ComplianceRule): ComplianceViolation | null {
const hasConsent = record.metadata.consent?.given === true;
const consentDate = record.metadata.consent?.timestamp;
if (!hasConsent) {
return {
id: `consent_${Date.now()}_${Math.random().toString(36).substr(2, 9)}`,
ruleId: rule.id,
dataRecordId: record.id,
violationType: 'missing_consent',
severity: 'critical',
description: 'Personal data processed without valid consent',
detectedAt: new Date(),
autoRemediable: false,
estimatedFine: this.calculatePotentialFine('GDPR', 'critical'),
requiresHumanReview: true
};
}
// Check consent expiry (if applicable)
if (consentDate && rule.actions.some(a => a.parameters.consentExpiryDays)) {
const expiryDays = rule.actions.find(a => a.parameters.consentExpiryDays)?.parameters.consentExpiryDays || 365;
const daysSinceConsent = (Date.now() - new Date(consentDate).getTime()) / (1000 * 60 * 60 * 24);
if (daysSinceConsent > expiryDays) {
return {
id: `consent_expired_${Date.now()}_${Math.random().toString(36).substr(2, 9)}`,
ruleId: rule.id,
dataRecordId: record.id,
violationType: 'expired_consent',
severity: 'high',
description: `Consent expired ${Math.floor(daysSinceConsent - expiryDays)} days ago`,
detectedAt: new Date(),
autoRemediable: false,
requiresHumanReview: true
};
}
}
return null;
}
private async attemptAutoRemediation(
record: DataRecord,
violations: ComplianceViolation[],
actions: ComplianceAction[]
): Promise<void> {
for (const violation of violations) {
if (!violation.autoRemediable) continue;
try {
switch (violation.violationType) {
case 'data_retention_exceeded':
await this.autoDelete(record);
violation.autoRemediable = false; // Mark as remediated
this.metrics.autoRemediations++;
break;
case 'unencrypted_sensitive_data':
await this.autoEncrypt(record);
violation.autoRemediable = false;
this.metrics.autoRemediations++;
break;
case 'overly_broad_access':
await this.restrictAccess(record);
violation.autoRemediable = false;
this.metrics.autoRemediations++;
break;
}
this.emit('autoRemediation', { violation, record });
} catch (error) {
this.emit('remediationFailed', { violation, record, error });
}
}
}
private async startRegulatoryMonitoring(): Promise<void> {
setInterval(async () => {
try {
const updates = await this.regulatoryScanner.scanForUpdates();
for (const update of updates) {
await this.processRegulatoryUpdate(update);
}
} catch (error) {
this.emit('regulatoryMonitoringError', error);
}
}, 24 * 60 * 60 * 1000); // Check daily
}
private async processRegulatoryUpdate(update: RegulatoryUpdate): Promise<void> {
// Generate new rules from regulatory updates
if (update.changeType === 'new_rule' && update.confidenceScore > 0.8) {
const newRule = await this.generateRuleFromUpdate(update);
this.rules.set(newRule.id, newRule);
this.emit('newRuleGenerated', { rule: newRule, update });
}
// Modify existing rules
if (update.changeType === 'rule_modification') {
const affectedRules = Array.from(this.rules.values())
.filter(rule => rule.regulation === update.regulation);
for (const rule of affectedRules) {
await this.updateRuleForRegulatoryChange(rule, update);
}
}
this.emit('regulatoryUpdateProcessed', update);
}
private calculatePotentialFine(regulation: string, severity: string): number {
// Simplified fine calculation based on regulation and severity
const fineStructure: Record<string, Record<string, number>> = {
'GDPR': { low: 10000, medium: 100000, high: 1000000, critical: 20000000 },
'CCPA': { low: 2500, medium: 25000, high: 250000, critical: 7500 },
'HIPAA': { low: 10000, medium: 50000, high: 250000, critical: 1500000 }
};
return fineStructure[regulation]?.[severity] || 0;
}
async getComplianceReport(): Promise<{
overallScore: number;
violationsSummary: Record<string, number>;
riskAssessment: string;
recommendedActions: string[];
metrics: typeof this.metrics;
}> {
const violationsSummary: Record<string, number> = {};
const criticalViolations = Array.from(this.violations.values())
.filter(v => v.severity === 'critical').length;
// Count violations by type
for (const violation of this.violations.values()) {
violationsSummary[violation.violationType] =
(violationsSummary[violation.violationType] || 0) + 1;
}
// Calculate overall compliance score
const totalViolations = this.violations.size;
const scoreDeduction = Math.min(80, totalViolations * 2 + criticalViolations * 10);
const overallScore = Math.max(0, 100 - scoreDeduction);
// Risk assessment
let riskAssessment = 'Low';
if (criticalViolations > 5) riskAssessment = 'Critical';
else if (criticalViolations > 0 || totalViolations > 20) riskAssessment = 'High';
else if (totalViolations > 5) riskAssessment = 'Medium';
// Generate recommendations
const recommendedActions = this.generateRecommendations(violationsSummary, riskAssessment);
return {
overallScore,
violationsSummary,
riskAssessment,
recommendedActions,
metrics: { ...this.metrics, complianceScore: overallScore }
};
}
private generateRecommendations(violations: Record<string, number>, riskLevel: string): string[] {
const recommendations: string[] = [];
if (violations['missing_consent'] > 0) {
recommendations.push('Implement consent management platform');
recommendations.push('Review and update privacy policies');
}
if (violations['data_retention_exceeded'] > 0) {
recommendations.push('Establish automated data retention policies');
recommendations.push('Implement data lifecycle management');
}
if (violations['unencrypted_sensitive_data'] > 0) {
recommendations.push('Enable encryption for all sensitive data');
recommendations.push('Review data classification and handling procedures');
}
if (riskLevel === 'Critical' || riskLevel === 'High') {
recommendations.push('Conduct immediate compliance audit');
recommendations.push('Engage legal counsel for risk assessment');
}
return recommendations;
}
// Simplified utility methods
private updateMetrics(startTime: number, hadViolations: boolean): void {
const processingTime = Date.now() - startTime;
this.metrics.recordsProcessed++;
this.metrics.avgProcessingTime =
(this.metrics.avgProcessingTime + processingTime) / 2;
if (hadViolations) {
this.metrics.violationsDetected++;
}
}
private startContinuousMonitoring(): void {
setInterval(() => this.processQueue(), 1000);
}
private async processQueue(): Promise<void> {
if (this.isProcessing || this.processingQueue.length === 0) return;
this.isProcessing = true;
try {
while (this.processingQueue.length > 0) {
const item = this.processingQueue.shift()!;
const record = this.dataRecords.get(item.dataId);
if (record) {
await this.processDataRecord(record);
}
}
} finally {
this.isProcessing = false;
}
}
// Additional utility methods would be implemented here...
private async autoDelete(record: DataRecord): Promise<void> { /* Implementation */ }
private async autoEncrypt(record: DataRecord): Promise<void> { /* Implementation */ }
private async restrictAccess(record: DataRecord): Promise<void> { /* Implementation */ }
private checkDataMinimization(record: DataRecord, rule: ComplianceRule): ComplianceViolation | null { return null; }
private checkTransparency(record: DataRecord, rule: ComplianceRule): ComplianceViolation | null { return null; }
private checkSaleRestrictions(record: DataRecord, rule: ComplianceRule): ComplianceViolation | null { return null; }
private checkMinimumNecessary(record: DataRecord, rule: ComplianceRule): ComplianceViolation | null { return null; }
private checkEncryption(record: DataRecord, rule: ComplianceRule): ComplianceViolation | null { return null; }
private determineRequiredActions(rule: ComplianceRule, violations: ComplianceViolation[]): ComplianceAction[] { return []; }
private convertAnomaliesToViolations(anomalies: any[]): ComplianceViolation[] { return []; }
private async generateRuleFromUpdate(update: RegulatoryUpdate): Promise<ComplianceRule> { return {} as ComplianceRule; }
private async updateRuleForRegulatoryChange(rule: ComplianceRule, update: RegulatoryUpdate): Promise<void> { }
}
// Simplified supporting classes
class RiskAssessmentEngine {
async assessRisk(record: DataRecord, violations: ComplianceViolation[]): Promise<number> {
return Math.min(100, violations.length * 20);
}
}
class AnomalyDetector {
async detectAnomalies(record: DataRecord): Promise<any[]> {
return [];
}
}
class RegulatoryChangeScanner {
async scanForUpdates(): Promise<RegulatoryUpdate[]> {
return [];
}
}
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